Description

A boutique Private Bank has a new opportunity in their business risk team. Reporting to the head of business risk, this role is a 1 st line of defence role and will be the subject matter expert to focus on Suitability, Pricing, Investor Protection, Cross Border and Shared Relationship.

Key responsibilities

• Conducting gap analyses against regulatory requirements
• Designing and implementing control processes
• Delivering Front Office (FO) training on compliance and risk
• Supporting internal/external audit reviews as the 1st line of defence

Key skills

• Experience in Private Banking driving regulatory change
• Strong communication skills to support relationship managers across the region
• COE experience in Suitability, Pricing, Investor Protection, Cross Border and Shared Relationship
• Business Chinese desirable

EA Licence: 16S8091

EA Reg No.: R21103434