Description

My client is an international boutique securities firm, due to company expansion, they are looking for a compliance manager to join them in their Singapore office. Do note that this is a standalone compliance manager role.

You will be required to:

• Oversee client onboarding, performing due diligence and KYC checks in line with regulatory standards and company policies;
• Reviewing key aspects of company's operations to ensure adherence to the applicable statutory rules and regulations, MAS notices and guidelines, and company's policies and procedures;
• Develop, review, and update internal compliance policies and procedures to ensure adherence to regulatory changes;
• Educate and train employees on regulatory compliance, AML/CFT requirements, and any updates in relevant policies and procedures; and
• Resolving compliance-related questions and queries from relevant authorities, management and colleagues.

Qualifications:

• Bachelor's Degree or Diploma
• Relevant certification in compliance, risk and governance would be a bonus.
• Relevant certification in AML / CFT would be a bonus.
• 4 or more years of experience in compliance within a financial services environment, ideally within a capital markets focused firm.

We regret to inform that only shortlisted candidates will be notified.

Appreciate your understanding.

EA: JAC Recruitment Pte. Ltd.

EA Licence: 90C3026

EA Personnel:R1110469

EA Personnel Name: Zhong Zhengnan Paul