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Ethos BeathChapman
Singapore, SINGAPORE
(on-site)
Posted
1 day ago
Ethos BeathChapman
Singapore, SINGAPORE
(on-site)
Job Function
Legal Support
Compliance Officer - Global Wealth Management Firm
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Compliance Officer - Global Wealth Management Firm
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
Contract Type:Permanent
Location:
Singapore, Singapore
Date Published:
08-Apr-2026
Salary:
$200,000.00 - $200,000.00 Annual
The Role
My client is a global wealth management firm and we are looking for a Compliance candidate in Singapore. You will be overseeing all Compliance related matters for the firm, and will be working directly with the C levels on all Compliance related issues.
Responsibilities:
- Provide day-to-day compliance advisory to front office and support teams on applicable laws, regulations, and internal policies
- Interpret and implement regulatory requirements relevant to wealth management (e.g., client suitability, advisory practices, product governance)
- Conduct ongoing monitoring and surveillance activities, including trade monitoring, communications surveillance, and client account reviews
- Review client onboarding documentation to ensure compliance with KYC/AML requirements
- Identify, investigate, and escalate potential compliance breaches or suspicious activities
- Bachelors' degree in a related field
- At least 5 years of Compliance experience - ideally within a Private Bank / Wealth / Family Office
- Strong knowledge across both Regulatory and AML within the Wealth space.
- Able to work independently
- Ability to manage and work with regional stakeholders
BeathChapman Pte Ltd
Licence No 16S8112
Job ID: 83190994
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