Description

Role Summary

A Senior Compliance Officer role focused on ensuring trading activities in China comply with local regulations, working closely with Traders, Technology, and Operations teams.

Key Responsibilities

• Monitor and assess regulatory developments
• Conduct compliance reviews on trade and account-related documents
• Support internal stakeholders on compliance matters
• Assist with corporate governance and compliance activities
• Provide product advisory and onshore entity compliance support

Required Qualifications

• Bachelor's or Master's degree in Finance, Legal, or related field
• 5+ years professional experience in Financial Services
• Bilingual proficiency in English and Mandarin
• Strong understanding of IT compliance systems
• Excellent interpersonal and communication skills