Description

• Support for career development and growth within the organisation.
• Exposure to challenging and impactful projects

About Our Client

The client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies. The platform is institutionally governed, with a strong emphasis on compliance, risk management and long-term investment integrity.

Job Description

• Act as a subject matter expert for restricted securities compliance within the compliance team
• Manage and maintain restricted and watch lists related to direct investments and fund positions
• Review investment transactions and proposals to ensure compliance with information-barrier and MNPI policies
• Advise investment professionals on wall-crossing, pre-clearance and handling of sensitive information
• Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks
• Support the design, enhancement and implementation of restricted securities policies and controls
• Maintain accurate records, reporting and documentation for restricted securities matters
• Deliver guidance and training to investment teams on compliance obligations and best practices
• Engage with external advisors, regulators and counterparties as required

The Successful Applicant

A successful Manager/Senior Manager - Restricted Securities should have:

• 12-15 years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment
• Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageous
• Strong hands-on experience managing restricted securities, information barriers and MNPI controls
• Exposure to both direct investment structures and fund investments
• Solid understanding of global regulatory standards and institutional compliance frameworks
• Strong judgement, attention to detail and ability to operate effectively in a high-governance environment
• Confident stakeholder management skills, with the ability to engage credibly with senior investment professionals

What's on Offer

• Exposure to challenging and impactful projects
• Support for career development and growth within the organisation.

Contact
Gitika Aggarwal

Quote job ref
JN-012026-6929997