- Career Center Home
- Search Jobs
- Regulatory Compliance Officer
Results
Job Details
Explore Location
Larson Maddox
Luxembourg, LUXEMBOURG
(on-site)
Posted
5 days ago
Larson Maddox
Luxembourg, LUXEMBOURG
(on-site)
Job Function
Legal Support
Regulatory Compliance Officer
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Regulatory Compliance Officer
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
Our client is a well‑established European alternative investment firm with a strong presence across the continent and a reputation for disciplined underwriting, the firm partners with businesses through long‑term credit strategies and specialised liquidity support.Key Responsibilities
- Ensure ongoing compliance with relevant laws, regulations, and internal policies.
- Conduct periodic compliance reviews and internal audits.
- Maintain, develop, and implement compliance policies and procedures.
- Provide training and day‑to‑day guidance to employees on compliance topics.
- Support regulatory reporting and act as a point of contact for supervisory authorities.
- Report to the Head of Legal & Compliance while partnering closely with other internal teams.
- Lead or support firm‑wide initiatives linked to new regulatory requirements or remediation activities.
- Coordinate with stakeholders across functions to ensure smooth execution of compliance‑related projects.
- Monitor evolving regulatory developments and assess their potential impact on the business.
- Work closely with the Risk Management function to align compliance and risk frameworks.
- Participate in risk assessments and help develop mitigation measures.
- Monitor key risk indicators and escalate concerns when necessary.
- Support the integration of compliance and risk controls into daily business processes.
Qualifications
- Degree in Law, Finance, Business Administration, or a related discipline.
- 5+ years of experience in compliance or risk roles within the AIFM sector.
- Solid understanding of key regulatory frameworks (AIFMD, AML, GDPR, MiFID II, etc.).
- Good knowledge of the investment fund industry.
- Proven experience managing regulatory or change‑driven projects.
- Strong analytical, communication, and organisational skills.
- Ability to work autonomously as well as in cross‑functional teams in a fast‑paced environment.
- Excellent command of English. Proficiency in other European languages is a plus.
- Familiarity with compliance tools.
Job ID: 82554224
Jobs You May Like
Median Salary
Net Salary per month
$5,362
Cost of Living Index
83/100
83
Median Apartment Rent in City Center
(1-3 Bedroom)
$2,282
-
$4,000
$3,141
Safety Index
72/100
72
Utilities
Basic
(Electricity, heating, cooling, water, garbage for 915 sq ft apartment)
$208
-
$477
$308
High-Speed Internet
$48
-
$71
$59
Transportation
Gasoline
(1 gallon)
$6.85
Taxi Ride
(1 mile)
$6.71
Data is collected and updated regularly using reputable sources, including corporate websites and governmental reporting institutions.
Loading...