Description

Your new role

• You will be responsible for investment and insurance related advice and review of compliance manuals.
• Handle all licencing/registration matters (including HKMA, IA and SFC) and CPD fulfilment monitoring;
• Provide day-to-day compliance support to business units across the Bank and handling compliance enquiries;
• Assist in preparing compliance reports for the Compliance Committee;
• Assist in compliance training logistics and prepare compliance training materials;
• Assist in developing, reviewing, updating and implementing compliance plans, manuals, and internal policies and procedures to ensure compliance with local regulatory requirements and Head Office's policies and procedures;
• Keep abreast with the new regulatory requirements and ensure the changes are implemented timely;
• Perform other ad-hoc projects.

What you'll need to succeed

• Bachelor degree in Business, Finance, Risk Management, Law or related disciplines;
• Require 2-3+ years of compliance experience in banking or financial services.
• Experience in Private Banking, Wealth Management, or Capital Markets is an advantage.
• Strong analytical and problem‑solving skills;
• Dail‑minded, well‑organized, and able to manage multiple tasks under tight timelines;
• Good communication and interpersonal skills
• Proficient in written and spoken Chinese and English (including Mandarin).

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk)

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.