Description

Are you a seasoned compliance professional ready to make an impact in a dynamic, international financial environment? This is your opportunity to join a prestigious firm with deep roots in private wealth management and a strong presence across major financial hubs.

What You'll Be Doing

As a key member of the Hong Kong Compliance team supporting the Private Wealth Management division, you will:

• Deliver expert guidance on regulatory matters, ensuring business practices align with local and international standards.
• Collaborate with senior leadership to assess and manage regulatory risks.
• Design and execute compliance monitoring programs and internal control frameworks.
• Identify gaps or inconsistencies in processes and escalate issues with actionable recommendations.
• Stay ahead of regulatory developments and communicate changes effectively across the organization.
• Lead training initiatives to promote a strong compliance culture and enhance risk awareness.
• Support broader compliance functions as needed, contributing to a cohesive and proactive team environment.

What You Bring

• Minimum 5 years of regulatory compliance experience within the financial services sector, gained in-house, at a regulator, or with a Big 4 firm.
• Solid understanding of Hong Kong's regulatory landscape (HKMA/SFC).
• Fluent in English and Cantonese; Mandarin is a plus.
• Tech-savvy with proficiency in compliance-related tools and systems.
• Detail-oriented, self-driven, and capable of managing multiple priorities under tight deadlines.
• A team player who thrives in a fast-paced, high-stakes environment.