Description

My client, a leading Investment Management firm, are recruiting for a Compliance Business Oversight VP to join their team in London.

This role will provide senior compliance oversight and challenge the Investment Managers (BIM), supporting its portfolio management, ESG integration, product governance, and cross‑border distribution activities.

You will serve as a key adviser to senior stakeholders, ensuring that the business meets regulatory expectations, internal standards, and the highest conduct, governance, and stewardship principles.

Candidates should have the following experience:

1. Significant prior experience in Compliance (or Legal/Risk) in an investment management, asset management, or markets environment.

1. Deep understanding of investment products, portfolio management, derivatives, and fund structures.

1. Strong command of ESG regulatory frameworks (SFDR, SDR, article classifications, client disclosures).

1. Proven ability to influence senior stakeholders and participate in complex governance forums.

1. Strong judgment and the ability to balance regulatory expectations with strategic business priorities.

1. Outstanding written and verbal communication skills, including experience drafting Board‑level documents or regulatory content.
2. Experience with cross‑border marketing governance across EMEA/APAC.

1. Prior involvement in stewardship reporting or sustainable finance governance.

1. Knowledge of product governance frameworks, MAW/NAPA approval pipelines, and Markets‑style compliance processes.