Description

• First Line of Defence at Private Bank
• Broad exposure across compliance, governance and projects

About Our Client

Our client is a well-established international banking group with a strong presence in wealth management and financial services.

Job Description

As a Compliance Manager, your main responsibilities will include:

• Review, enhance and maintain policies and procedures to align with regulatory requirements and industry standards.
• Conduct compliance monitoring and transaction reviews to support effective risk management and control processes.
• Coordinate with internal and external auditors and assist in managing audit-related activities and remediation actions.
• Deliver training and awareness programmes on regulatory obligations, internal policies and ethical conduct.
• Support business management initiatives and participate in departmental projects as assigned.

The Successful Applicant

A successful Compliance Manager should have:

• Degree holder in Finance, Economics, or a related discipline.
• At least 5 years of experience in compliance, audit or a related control function, preferably within private banking, wealth management business.
• Strong analytical, organisational and stakeholder management skills with the ability to manage multiple priorities.
• Fluent in English, Cantonese and Mandarin with solid proficiency in Microsoft Office applications.

What's on Offer

• Exposure to senior stakeholders across local and regional teams.
• Diverse responsibilities spanning compliance, governance and business management.
• Collaborative team environment with opportunities to contribute to strategic projects.

If this role aligns with your expertise in private banking compliance, consider applying today.