Job Function
Asset/Property Management
Description
***COMPLIANCE MANAGER - 12 MTH CONTRACT - 2027 START*** Our client is a multi-asset global investment management house with a recognised track record.DUTIES & RESPONSIBILITIES OF A FTC COMPLIANCE MANAGER
- Assisting with the review and approval of financial promotions
- Ensuring adherence to the AML/Fraud/ABC/KYC requirements
- undertaking monitoring and providing training
- Assisting with internal/external audit reports
- Reviewing PA Dealing and gifts requests
- Analysing conflicts and maintaining policies
- Collating MI and making reports
You will have proven generalist Compliance experience from an asset management or fund management background. Salary:£60-75K plus bonus and benefits. Please contact me for more details.
Job ID: 85910993