Description

• Looking for stable asset management compliance background
• great work culture and benefits

About Our Client

the client is a hedge fund and top-tier Mainland Chinese fund house that provides active investment management services to individual, corporate, and institutional clients using a long-term, value-driven philosophy.

Job Description

As a Compliance professional, your main responsibilities will include:

• Ensuring compliance with the SFC regulator
• Developing and implementing compliance policies and procedures to mitigate risks effectively.
• Conducting regular compliance audits and preparing detailed reports for management.
• Monitoring and assessing the effectiveness of internal controls within the banking and financial services department.
• Providing training and guidance to staff on compliance-related matters.
• Conduct AML/KYC checks
• Collaborating with internal and external stakeholders to address compliance issues.
• Keeping up-to-date with changes in laws and regulations impacting the financial services industry.
• Supporting the implementation of new compliance systems and tools.

The Successful Applicant

A successful Compliance professional should have:

• 8+ years of compliance experience from buyside firm; preferably from hedge fund or private equity firm
• bachelor degree
• experience working in chinese firm
• prefer is have experience with SFC onsite examinations
• must be able to work independently
• must be able to read and write chinese and speak mandarin

What's on Offer

• great work culture
• good benefits
• attractive bonus

If you are passionate about compliance and looking for an opportunity to excel in the financial services sector, apply now to join this dynamic team!