Description

A growing financial services group is seeking a Compliance Officer to join its Group Compliance function, reporting to the Compliance Director.

Key Responsibilities:

• Review client onboarding and periodic KYC submissions, ensuring regulatory compliance.
• Identify and resolve CDD gaps; investigate suspicious transactions.
• Advise business units on AML/CFT, CDD, and data protection requirements.
• Monitor key compliance risk indicators and support governance processes.
• Assist with compliance initiatives, policy enhancements, training, and committee support.

Requirements:

• Degree in Business, Finance, Accounting, Law, or related field.
• 3-5 years of compliance or relevant experience (e.g., audit, legal, regulatory).
• Strong knowledge of AML/CFT and CDD frameworks; familiarity with regulatory requirements is advantageous.
• Relevant certifications (e.g., CAMS, compliance, data protection) are a plus.

Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R2091912