Description

• New Headcount
• Individual Contributor Role

About Our Client

This opportunity is with a well-established company in the professional services industry, with a strong presence across Mainland China, Hong Kong, Singapore and offshore jurisdictions.

Job Description

As a Compliance Policy & Regulatory Affairs Manager, your main responsibilities will include:

• Developing, implementing, and maintaining compliance policies and procedures in line with regulatory requirements.
• Providing expert advice on regulatory matters to internal stakeholders.
• Monitoring and reporting on compliance risks and ensuring effective mitigation strategies are in place.
• Managing relationships with regulatory bodies and ensuring timely and accurate reporting.
• Conducting regular compliance training for employees to promote awareness and adherence.
• Reviewing and updating company policies to align with changes in regulatory frameworks.
• Collaborating with the Risk & Compliance department to ensure a cohesive approach to governance.
• Supporting internal and external audits related to compliance and regulatory affairs.

The Successful Applicant

A successful Compliance Policy & Regulatory Affairs Manager should have:

• A strong understanding of compliance frameworks and regulatory requirements in the professional services industry, in particular with jurisdictions such as BVI, Cayman Islands and Hong Kong.
• Proven experience in managing compliance policies and liaising with regulatory authorities, specifically knowledge in handling TCSP license requirements.
• Excellent analytical and problem-solving skills.
• Strong attention to detail and the ability to work under pressure.
• Effective communication skills to provide guidance to internal stakeholders.
• Fluency in English and Chinese.
• A degree in law, finance, or a related field is preferred.

What's on Offer

This role will offer a competitive package for an experienced regulatory compliance professional.