Description

Our client is seeking an experienced compliance professional to support equity and debt capital markets activities, including regulatory advisory on underwriting, securities offerings, and internal controls.

Key responsibilities:
* Provide regulatory and AML advisory
* Liaise with regulators on licensing and inspections
* Review disclosures and ensure policy compliance (MAS/SGX)
* Conduct compliance reviews and drive remediation
* Deliver training and manage compliance issues

Requirements:
* 6+ years of compliance experience in Singapore financial institutions
* Strong knowledge of capital markets regulations
* Experience with audits/regulatory reviews

Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R2091912